Legal

• COVID-19 preparedness and response

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• Alken Pillar 3

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• Best Execution Policy (Equity)

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• Best Execution (Fixed Income)

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• Quality of execution report   (2019)   (2018)   (2017)

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• Alken Asset Management - Top 5 Venues report   (2019)   (2018)   (2017)

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• Alken Finance - Top 5 Venues report   (2019)   (2018)   (2017)

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• Privacy & Data protection

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• Complaints Procedure

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Please go to http://www.affm.lu for more information on the Alken Fund.

ESG

• 2020 UN PRI Assessment Report – Grade A

• ESG Integration Policy

• Engagement Policy

• Climate Change Policy

• Controversial Weapons Policy

• Exclusion Policy

• UK Stewardship Code

• Modern Slavery Statement